![Information [Series 65] 73, Fiduciary Duty and Prohibited Practices Update](https://i.ytimg.com/vi/eV9FtkTpzIU/mqdefault.jpg)
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Last Updated: October 3, 2026
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This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses ( youtube.com/playlist?list=PLK1IazV_JQbGcCzhpL_drwAF9c20utS13&si=0_VlSz6F1OJjjeOg ... One of the highest-weighted topics on the exam. This unit covers Master the heavily weighted Laws and Ethics domain of the Capital Advantage Tutoring channel ( channel for SIE ands About the Podcast Real-world finance explained the way exams and real life actually test it. Ideal for the SIE, There is nothing here that isn't also testable on 63/
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